INSTITUTE FOR WEALTH MANAGEMENT LLC of DENVER, CO is an SEC-registered investment adviser (CRD 127207). Regulatory assets under management: $1.4B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Matthew Douglas Medeiros | CEO; PRESIDENT & CCO | Denver, CO |
| Jeffery Frands Jorgensen | CHIEF OPERATIONS OFFICER | — |
| JOHNSON CARL R | CHEIF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER | — |
| GOLDSTEIN MITCHELL SCOTT | CHIEF COMPLIANCE OFFICER | — |
| MEDEIROS MATTHEW DOUGLAS | CEO; CHIEF COMPLIANCE OFFICER; OWNER (+5 more) | — |
| LOCKWOOD ELIZABETH ANNE | SHAREHOLDER; VICE PRESIDENT - OPERATIONS; VP OPERATIONS/CHIEF COMPLIANCE OFFICER | — |
| TRACY BAYARD FRANCIS | MANAGING DIRECTOR; SHAREHOLDER; SHAREHOLDER/MANAGING DIRECTOR | — |
| DUGAN MICHAEL T | SHAREHOLDER | — |
| OSTRANDER JOHN | MANAGING DIRECTOR | — |
| OSTRANDER JOHN ELLERY | SHAREHOLDER | — |
| BENEDETTI ANTHONY | CHIEF COMPLIANCE OFFICER | — |
| COLLINS KIMBERLY LYNN | CHIEF COMPLIANCE OFFICER | — |
| OBERHOLTZER CARL EDWARD | MEMBER; TRUSTEE | — |
| JORGENSEN JEFFERY FRANDS | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER | — |
| CASSLER CAROLE | OWNER | — |
| HENINGER ZANE RICHARD | MANAGING PARTNER | — |
| SARABI ARMIN KRAMER | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| NICHOLS CHARLES PROCTOR | CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | — |
| Walker Mason Bradley | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |