PRESTIGE WEALTH MANAGEMENT GROUP, LLC of FLEMINGTON, NJ is an SEC-registered investment adviser (CRD 127381). Regulatory assets under management: $666.4M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Roy Evans Williams | MANAGING MEMBER, PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | — |
| Howard Jeffrey Spivack | DIRECTOR OF FINANCIAL PLANNING | — |
| MEANS KEVIN MARK | CHIEF INVESTMENT OFFICER | — |
| LINDEN STEVEN EDWARD | MEMBER; MEMBER & CHIEF COMPLIANCE OFFICER; PRINCIPAL & CHIEF COMPLIANCE OFFICER | — |
| WILLIAMS ROY EVANS | MANAGING MEMBER, PRESIDENT AND CEO; MANAGING MEMBER, PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER; MANAGING MEMBER, PRESIDENT, CEO. CHIEF COMPLIANCE OFFICER, AND CHIEF INVESTMENT OFFICER (+1 more) | — |
| SPIVACK HOWARD JEFFREY | DIRECTOR OF FINANCIAL PLANNING | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-01-10 | regulatory | MAKEFIELD WEALTH MANAGEMENT AND HOWARD JEFFREY SPIVACK FAILED TO FILE WITH THE DEPARTMENT A BALANCE SHEET, PREPARED IN ACCORDANCE WITH GENERALLY ACCEPTED PRINCIPLES, WITHIN 120 DAYS OF MAKEFIELD WEALTH MANAGEMENT'S FISCAL YEAR END. | Final | $2K |
| City | State | Employees | Phone |
|---|---|---|---|
| MILLBURN | NJ | 4 | 908-782-0001 |
| MILLBURN | NJ | 4 | 908-782-0001 |
| CALIFON | NJ | 3 | 908-782-0001 |
| CALIFON | NJ | 3 | 908-782-0001 |
| — | — | 1 | 908-782-0001 |
| — | — | 1 | 908-782-0001 |