LIFECOURSE CAPITAL, INC. of MADISON, AL is an SEC-registered investment adviser (CRD 128583). Regulatory assets under management: $159.3M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Stephen Joe Williams | OWNER | — |
| Deena Nance Williams | OWNER / SECRETARY | — |
| Michael Dwain Jones | PRESIDENT / CHIEF COMPLIANCE OFFICER | — |
| WILLIAMS STEPHEN JOE | OWNER; PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER (+1 more) | — |
| WILLIAMS DAVID PAUL | ADVISORY ASSOCIATE | — |
| WILLIAMS DEENA NANCE | OWNER / SECRETARY; SECRETARY | — |
| JONES DAVID DWAIN | PRESIDENT / CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2007-05-03 | civil | NASD ARBITRATION FINDING OF RR AND BD NEGLIGENCE IN OFFERING OF UNSUITABLE INVESTMENTS. | Final | — |
| — | regulatory | — | — | — |
| City | State | Employees | Phone |
|---|---|---|---|
| HUNTSVILLE | AL | 1 | (520) 906-8765 |
| HUNTSVILLE | AL | 1 | (520) 906-8765 |