JONES DAVID DWAIN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. JONES DAVID DWAIN appears on 26 filing roles across Form ADV (26).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ST. BERNARD FINANCIAL SERVICES, INC. | OPTIONS PRINCIPAL | RUSSELLVILLE, AR |
| — | Form ADV | BERKSHIRE ADVISORS, INC. | COMPLIANCE CONSULTANT | WYOMISSING, PA |
| — | Form ADV | LIFECOURSE CAPITAL, INC. | PRESIDENT / CHIEF COMPLIANCE OFFICER | MADISON, AL |
| — | Form ADV | YORKTOWN MANAGEMENT AND RESEARCH CO INC | CHIEF COMPLIANCE OFFICER | FOREST, VA |
| — | Form ADV | COMPASS FINANCIAL ADVISORS LLC | CHIEF COMPLIANCE OFFICER | FORT WAYNE, IN |
| — | Form ADV | YCG, LLC | CHIEF COMPLIANCE OFFICER | AUSTIN, TX |
| — | Form ADV | APPLIED FINANCE CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | SAN JUAN, PR |
| — | Form ADV | APPLIED FINANCE ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | SAN ANTONIO, TX |
| — | Form ADV | WORLD CAPITAL ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | DENVER, CO |
| — | Form ADV | MORSE CAPITAL PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | RICHMOND, VA |
| — | Form ADV | THIRD MILLENNIUM INVESTMENT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | RICHMOND, VA |
| — | Form ADV | INTEGRITY ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | ROCKY RIVER, OH |
| — | Form ADV | COMMONWEALTH CAPITAL MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | RICHMOND, VA |
| — | Form ADV | VAN WAGONER CAPITAL MANAGEMENT INC | CHIEF COMPLIANCE OFFICER | SAN FRANICISCO, CA |
| — | Form ADV | T I S GROUP INC | CHIEF COMPLIANCE OFFICER | NORTH OAKS, MN |
| — | Form ADV | TOP FUND MANAGEMENT INC | CHIEF COMPLIANCE OFFICER | MESA, AZ |
| — | Form ADV | ZISKIN ASSET MANAGEMENT INC | CHIEF COMPLIANCE OFFICER | MESA, AZ |
| — | Form ADV | SATUIT CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | FRANKLIN, TN |
| — | Form ADV | DBLAINE CAPITAL, LLC | CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | DAEDALUS CAPITAL, L.L.C. | CHIEF COMPLIANCE OFFICER | ST. LOUIS, MO |
| — | Form ADV | KAIZEN MANAGEMENT, LP | CHIEF COMPLIANCE OFFICER | HOUSTON, TX |
| — | Form ADV | MARKET CONCEPTS, LLC | CHIEF COMPLIANCE OFFICER | CHARLOTTESVILLE, VA |
| — | Form ADV | CHICKEN LITTLE FUND GROUP, INC. | CHIEF COMPLIANCE OFFICER | ST. LOUIS, MO |
| — | Form ADV | CITCO-QUAKER FUND ADVISORS, INC. | PRESIDENT | VALLEY FORGE, PA |
| — | Form ADV | APPLIED FINANCE GROUP, LTD. | CHIEF COMPLIANCE OFFICER | CHICAGO, TX |
| — | Form ADV | SATUIT FUNDS MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | FRANKLIN, TN |