PENDRAGON CAPITAL MANAGEMENT, INC.

PENDRAGON CAPITAL MANAGEMENT, INC. is an SEC-registered investment adviser (CRD 128659). Regulatory assets under management: $45.5M.

Registration

• CRD: 128659
• Type: Registered investment adviser
• Phone: 917-837-2287
• Latest filing: 2026-03-30
• Regulatory AUM: $45.5M
• Discretionary AUM: $40.5M
• Non-discretionary AUM: $5.0M
• Clients: 4
• Accounts: 94

Business model

Compensation: % of AUM, Other.

Clients served: High net worth, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 128659 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search