GUARDIAN CAPITAL LLC

GUARDIAN CAPITAL LLC is an SEC-registered investment adviser (CRD 128686). Regulatory assets under management: $50.0M.

Registration

• CRD: 128686
• SEC file number: 801-62439
• Type: Registered investment adviser
• Phone: 305-666-9229
• Latest filing: 2009-03-04
• Regulatory AUM: $50.0M
• Discretionary AUM: $30.0M
• Non-discretionary AUM: $20.0M
• Clients: 1
• Accounts: 7

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
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• This page as markdown (for LLM agents)
• CRD 128686 on SEC IAPD (source of record)
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