BREAKWATER INVESTMENT GROUP, LLC

BREAKWATER INVESTMENT GROUP, LLC of NEWPORT BEACH, CA is an SEC-registered investment adviser (CRD 128747). Regulatory assets under management: $107.0M.

Registration

• CRD: 128747
• Type: Registered investment adviser
• Location: 895 DOVE STREET, NEWPORT BEACH, CA, 92660
• Phone: 949-812-6945
• Latest filing: 2026-03-30
• Regulatory AUM: $107.0M
• Discretionary AUM: $92.4M
• Non-discretionary AUM: $14.6M
• Clients: 2
• Accounts: 60

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: High net worth, Pooled vehicles, Pensions, Other.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 128747 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search