FORTRESS INVESTMENT GROUP of NEW YORK, NY is an SEC-registered investment adviser (CRD 129612). Regulatory assets under management: $87.3B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance, Other.
Clients served: Pooled vehicles, Charities, Investment cos, Other.
Showing 25 of 29 people.
| Name | Role | Location |
|---|---|---|
| Daniel Neal Bass | CHIEF FINANCIAL OFFICER | — |
| David Nichols Brooks | VICE PRESIDENT, SECRETARY, SECURITY OFFICER AND GENERAL COUNSEL | — |
| Andrew Addison Mcknight | CO-CHIEF EXECUTIVE OFFICER; MEMBER | — |
| Jack Adam Neumark | CO-CHIEF EXECUTIVE OFFICER; MANAGING PARTNER; MEMBER | — |
| Peter Lionel Briger | MEMBER | — |
| Hani Ahmad Barhoush | MEMBER | — |
| Kevin Mikael Kokko | MEMBER | — |
| Rodney Wayne Cannon | MEMBER | Abu Dhabi, C0 |
| Andrew John Walsh | CHIEF COMPLIANCE OFFICER | — |
| Joshua Anthony Pack | CO-CHIEF EXECUTIVE OFFICER; MEMBER | — |
| Adib Martin Mattar | MEMBER | — |
| CHESICK ALAN | CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | — |
| EDENS WESLEY ROBERT | CHAIRMAN OF MANAGEMENT COMMITTEE; CO-CHIEF EXECUTIVE OFFICER AND PRINCIPAL; DIRECTOR, CHAIRMAN OF MANAGEMENT COMMITTEE (+3 more) | — |
| NARDONE RANDAL ALAN | CEO, INTERIM CHIEF EXECUTIVE OFFICER, PRINCIPAL AND DIRECTOR; CEO, PRINCIPAL AND DIRECTOR; CHIEF EXECUTIVE OFFICER, PRINCIPAL AND DIRECTOR (+6 more) | — |
| BASS DANIEL NEAL | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND TREASURER | — |
| NOVOGRATZ MICHAEL EDWARD | DIRECTOR, MEMBER OF MANAGEMENT COMMITTEE; MEMBER, MANAGER; MEMBER OF MANAGEMENT COMMITTEE (+1 more) | — |
| BRIGER PETER LIONEL | CHAIRMAN AND PRINCIPAL; CO-CHIEF EXECUTIVE OFFICER AND PRINCIPAL; DIRECTOR, MEMBER OF MANAGEMENT COMMITTEE (+4 more) | — |
| KAUFFMAN ROBERT IAN | DIRECTOR, MEMBER OF MANAGEMENT COMMITTEE; MEMBER, MANAGER; MEMBER OF MANAGEMENT COMMITTEE (+1 more) | — |
| COHN MICHAEL JOSHUA | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | — |
| WALSH GRAHAM JOHN | CHIEF COMPLIANCE OFFICER | — |
| BROOKS DAVID NICHOLS | CHIEF LEGAL OFFICER, SECRETARY; GENERAL COUNSEL & SECRETARY; SECRETARY, VICE PRESIDENT AND GENERAL COUNSEL (+3 more) | — |
| MUDD DANIEL HARRISON | CEO & DIRECTOR | — |
| Cannon Rodney Wayne | MEMBER | — |
| KOKKO KEVIN MIKAEL | MEMBER | — |
| MCKNIGHT ANDREW ADDISON | CO-CHIEF EXECUTIVE OFFICER; MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-09-25 | regulatory | FIG LLC DID NOT TIMELY FILE TWO INITIAL SCHEDULE 13D DISCLOSURES, ONE FORM 3 DISCLOSURE, AND ONE SCHEDULE 13D AMENDMENT DISCLOSURE. | Final | $200K |
| 2012-08-24 | regulatory | IN LATE OCTOBER 2010, THE CME GROUP MARKET REGULATION DEPARTMENT ("CME") NOTIFIED FORTRESS THAT IT WAS APPROACHING A SINGLE MONTH SPECULATIVE POSITION LIMIT OF THE CHICAGO BOARD OF TRADE ("CBOT"), A DESIGNATED CONTRACT MARKET OF THE CME, IN WHEAT FUTURES CONTRACTS. UPON RECEIVING THAT NOTIFICATION,… | Final | $90K |