ASSOCIATED SECURITIES CORP.

ASSOCIATED SECURITIES CORP. of LOS ANGELES, CA is an SEC-registered investment adviser (CRD 12969).

Registration

Officers, owners & control persons (32)

Showing 25 of 32 people.

NameRoleLocation
HURLEY LIAM JOHNCEO/PRESIDENT
KALBAUGH JOHN ANDREWCHIEF EXECUTIVE OFFICER
ROBINSON LEEVP/COMPLIANCE
DIXON JOHN LINCOLNCHIEF EXECUTIVE OFFICER/DIRECTOR
BECKER DAVID CLIFFORD SRCHIEF FINANCIAL OFFICER/TREASURER
MCGIVNEY JOHN MICHAELCHIEF COMPLIANCE OFFICER
BROWN STEPHANIE LEIGHDIRECTOR
STEARNS ESTHER MARIONDIRECTOR
DWYER WILLIAM EDWARD IIIDIRECTOR
NAKAGIRI NEAL EDWINPRESIDENT/CEO/GENERAL COUNSEL; PRESIDENT/CEO/GENERAL COUNSEL/SR. CROP
LINDSEY JOHN ROYTREASURER/CFO
SUJANANI MURLI DAYARAMSR VP/INVESTMENT RESEARCH; SVP/INVESTMENT RESEARCH
EVANS DENISE MARIESVP/GENERAL COUNSEL; VP/COMPLIANCE; VP/GENERAL COUNSEL
MALONEY MAUREEN MELODEECHIEF COMPLIANCE OFFICER; SVP/CHIEF COMPLIANCE OFFICER
RICHARDSON KIM ASVP/CHIEF MARKETING OFFICER
FISHER FAY EARLCHIEF EXECUTIVE OFFICER; SVP/CHIEF ADMINISTRATIVE OFFICER
COUCH ALLISON LEEPRESIDENT
SCHEFFY ELGONDE MAGDALENACHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/CROP
VANNOY-PINEDA KATHLEEN DENISECHIEF COMPLIANCE OFFICER
COULTER JAMES GEORGESTOCKHOLDER
CARSON RANDAL ROYSR VP/TRADING
BARNARD WILLIAM PAULVP/INSURANCE
GERWICK PATRICIA LEEVP/REGIONAL DIRECTOR
VANDEGRIFT MARK ALANVP/REGIONAL DIRECTOR
GALVAN MARY CATHERINEVP/OPERATIONS

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