S & Y ASSET MANAGEMENT LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 129754). Regulatory assets under management: $3.6M.
| Name | Role | Location |
|---|---|---|
| GAGE MITCHELL HUGHEY | CFO; CHIEF FINANCIAL OFFICER/FINOP | — |
| LOCKARD WILLIAM THOMAS | CEO; CEO/EXECUTIVE COMMITTEE MEMBER STONE & YOUNGBERG HOLDINGS LLC; EXECUTIVE COMMITTEE MEMBER STONE & YOUNGBERG HOLDINGS LLC | — |
| SPORL PRISCILLA | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/COO | — |
| SMITH BRUCE JOHN | CHIEF COMPLIANCE OFFICER AND SROP/CROP | — |
| EVANS WILLIAM ASHTON III | CEO/MANAGING DIRECTOR, CLIENT SERVICES, SROP/CROP; MANAGING DIRECTOR, CLIENT SERVICES, SROP/CROP | — |
| ZINMAN ROBERT HAROLD | CHIEF COMPLIANCE OFFICER, AML OFFICER | — |
| PIAZZA JOSEPH JOHN | MANAGING MEMBER | — |
| NAKAO ROBIN LEA | CHIEF FINANCIAL OFFICER/FINOP; CHIEF FINANCIAL OFFICER/FINOP/INVESTMENT ADVISER CHIEF COMPLIANCE OFFICER | — |
| WILLIAMS KENNETH EVERETT | EXECUTIVE COMMITTEE MEMBER STONE & YOUNGBERG HOLDINGS LLC | — |
| HEANEY STEPHEN EDWARD | EXECUTIVE COMMITTEE MEMBER STONE & YOUNGBERG HOLDINGS LLC | — |
| LOCKARD WILLIAM THOMAS JR | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | — |
| HUCK LEONARD WILLIAM | EXECUTIVE COMMITTEE MEMBER STONE & YOUNGBERG HOLDINGS LLC | — |
| EVANS WILLIAM ASHTON | CHIEF OPERATING OFFICER | — |
| WHITCHER DAVID SCOTT | CEO | — |