SMITH BRUCE JOHN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH BRUCE JOHN appears on 12 filing roles across Form ADV (12).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | TRILANTIC CAPITAL PARTNERS LP INC | ALTERNATE DIRECTOR | ST PETER PORT |
| — | Form ADV | VAN ECK ABSOLUTE RETURN ADVISERS CORP. | DIRECTOR | NEW YORK, NY |
| — | Form ADV | VAN ECK ASSOCIATES CORPORATION | SENIOR VICE PRESIDENT, TREASURER AND CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | AMICUS FINANCIAL ADVISORS, LLC | DIRECTOR, TREASURER, AND SECRETARY | LUBBOCK, TX |
| — | Form ADV | RIVERSTONE INVESTMENT GROUP LLC | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | STONNINGTON GROUP, LLC | CHIEF COMPLIANCE OFFICER | PASADENA, CA |
| — | Form ADV | DECISION CAPITAL MANAGEMENT, LLC | PORTFOLIO MANAGER | SAN DIEGO, CA |
| — | Form ADV | PROTECTED INVESTORS OF AMERICA | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | S & Y ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER AND SROP/CROP | SAN FRANCISCO, CA |
| — | Form ADV | WORLDVEST INC. | SENIOR VICE PRESIDENT | NEW YORK, NY |
| — | Form ADV | NEWMAX ADVISORS, LLC | CCO | NEW YORK, NY |
| — | Form ADV | ZINVEST FINANCIAL SERVICE LLC | CHIEF COMPLIANCE OFFICER | ANAHEIM, CA |