DIVIDEND ASSETS CAPITAL, LLC

DIVIDEND ASSETS CAPITAL, LLC of RIDGELAND, SC is an SEC-registered investment adviser (CRD 129973). Regulatory assets under management: $540.8M.

Registration

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth, Pooled vehicles.

Officers, owners & control persons (26)

Showing 25 of 26 people.

NameRoleLocation
Charles Troy ShaverCHAIRMAN EMERITUS
William Donald FordPRESIDENT & DIRECTOR OF INSTITUTIONAL ASSET MANAGEMENT
John Carl SwhearCHIEF COMPLIANCE OFFICER
Robert John DicksonCHIEF FINANCIAL OFFICER
Marc David SaurbornCEO & CHIEF FINANCIAL OFFICER; CEO & CHIEF INVESTMENT OFFICER
James Glenn HaleyCEO & DIRECTOR OF CLIENT PRIVATE GROUP
SWHEAR JOHN CARLCHIEF COMPLIANCE OFFICER
CAMERON THOMAS WILLIAM LANECHAIRMAN; CHAIRMAN, CHIEF INVESTMENT OFFICER; MANAGING MEMBER
COGSWELL JANE THOMASMANAGING DIRECTOR-CUSTOMER SERVICE; MANAGING DIRECTOR - OPERATIONS; MEMBER
SHAVER CHARLES TROYCEO AND SENIOR PORTFOLIO MANAGER; CEO, CIO AND SENIOR PORTFOLIO MANAGER; CHAIRMAN EMERITUS (+4 more)
ESTES JERE EDWARDCHIEF INVESTMENT OFFICER, DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER; CHIEF INVESTMENT OFFICER, SENIOR PORTFOLIO MANAGER; DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER (+1 more)
TROSDAL EINAR STORMMANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER; MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING; MANAGING DIRECTOR OF PORTFOLIO STRATEGY AND SENIOR PORTFOLIO MANAGER
HAUSLADEN JOHN THOMASMANAGING DIRECTOR-INTERMEDIARY DISTRIBUTION
ALLIN WILLAM BAILEYMANAGING DIRECTOR-FIXED INCOME
THOMAS ERIKA LMANAGING DIRECTOR-PORTFOLIO ANALYST
NIX MICHAEL WAYNEMANAGING DIRECTOR, INSTITUTIONAL ASSETS MANAGER; MANAGING DIRECTOR OF INVESTMENT STRATEGY AND PORTFOLIO MANAGER
LAMB DEBORAH ANNECCO AND OFFICER; CHIEF COMPLIANCE OFFICER
OBUCHOWSKI EDWARD JOHNCHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER
GHOSTON ANTHONY JEROMECHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER; PRESIDENT AND CHIEF OPERATING OFFICER; PRESIDENT, CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER (+2 more)
GASKIN FREDERICK LEWISSENIOR PORTFOLIO MANAGER
OTTOSEN JENNIFER ANNCHIEF COMPLIANCE OFFICER
DICKSON THOMAS JOHNCHIEF FINANCIAL OFFICER
LIVINGSTON TROY EUGENECHIEF FINANCIAL OFFICER; FINANCIAL OFFICER
HALEY JAMES GLENNCEO & DIRECTOR OF CLIENT PRIVATE GROUP
FORD WILLIAM DONALDPRESIDENT & DIRECTOR OF INSTITUTIONAL ASSET MANAGEMENT

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