SWHEAR JOHN CARL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SWHEAR JOHN CARL appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SANCTUARY ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | MIAMI, FL |
| — | Form ADV | WINTHROP CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | CARMEL, IN |
| — | Form ADV | DIVIDEND ASSETS CAPITAL, LLC | CHIEF COMPLIANCE OFFICER | RIDGELAND, SC |
| — | Form ADV | ONEAMERICA SECURITIES, INC. | SECRETARY | INDIANAPOLIS, IN |
| — | Form ADV | WALLINGTON ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | INDIANAPOLIS, IN |
| — | Form ADV | AMERICAN UNITED LIFE INSURANCE COMPANY | ASSISTANT GENERAL COUNSEL & INV. ADV. CHIEF COMPLIANCE OFFICER | INDIANAPOLIS, IN |