ARES MANAGEMENT LLC

ARES MANAGEMENT LLC of LOS ANGELES, CA is an SEC-registered investment adviser (CRD 130074). Regulatory assets under management: $458.8B. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Pooled vehicles, Investment cos.

Officers, owners & control persons (40)

Showing 25 of 40 people.

NameRoleLocation
Bennett RosenthalCO-FOUNDER AND CHAIRMAN OF PRIVATE EQUITY GROUPLos Angeles, CA
Robert Kipp deVeerCO-PRESIDENT; HEAD OF CREDIT GROUPLos Angeles, CA
Antony Peter ResslerCO-FOUNDER AND EXECUTIVE CHAIRMAN; LIMITED PARTNERAtlanta, GA
David Benjamin KaplanCO-FOUNDER
Michael J Mi Only AroughetiCO-FOUNDER AND CHIEF EXECUTIVE OFFICER; CO-FOUNDER, CHIEF EXECUTIVE OFFICER AND PRESIDENT
Naseem Sera Sagati AghiliGENERAL COUNSEL AND CORPORATE SECRETARY
Ryan James-Barclay BerryCHIEF MARKETING AND STRATEGY OFFICER
Jarrod M PhillipsCHIEF FINANCIAL OFFICER
Blair V JacobsonCO-PRESIDENT
Richa M GulatiCHIEF COMPLIANCE OFFICER
Penelope Facemire RollCHIEF COMPLIANCE OFFICER
RESSLER ANTONY PETERCO-FOUNDER AND EXECUTIVE CHAIRMAN; LIMITED PARTNER; MANAGER/CHIEF EXECUTIVE OFFICER (+3 more)
SACHS DAVID ALLANVICE PRESIDENT
ROSENTHAL BENNETTCO-FOUNDER AND CHAIRMAN OF PRIVATE EQUITY GROUP; CO-FOUNDER AND CO-CHAIRMAN OF PRIVATE EQUITY GROUP; CO- FOUNDER AND PARTNER (+4 more)
KISSICK JOHN HAROLDPARTNER; SENIOR PARTNER; VICE PRESIDENT
BRUFSKY SETH JONATHONVICE PRESIDENT
KAPLAN DAVID BENJAMINCO-FOUNDER; CO-FOUNDER AND CO-CHAIRMAN OF PRIVATE EQUITY GROUP; CO-FOUNDER AND PARTNER (+3 more)
SEROTA JEFFREY SCOTTVICE PRESIDENT
FRANKEL KEVIN ANDREWGENERAL COUNSEL; GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER
NGUYEN DANIEL FENNOCHIEF FINANCIAL OFFICER
AROUGHETI MICHAEL JVICE PRESIDENT
CASCELLA AMERICOVICE PRESIDENT
DEVEER ROBERT KIPPHEAD OF CREDIT GROUP; PARTNER
BECKMAN ERIC BLAIRVICE PRESIDENT
DAVIS RICHARD SCOTTVICE PRESIDENT; VICE PRESIDENT AND CHIEF OPERATING OFFICER; VICE PRESIDENT AND CO-CHIEF OPERATING OFFICER

Disclosures (9)

InitiatedTypeAllegationsStatusAmount
2020-05-26regulatoryTHE SEC ALLEGED THAT, IN 2016, REGISTRANT'S WRITTEN POLICIES AND PROCEDURES REGARDING THE PREVENTION OF MISUSE OF POTENTIALLY MATERIAL NONPUBLIC INFORMATION WERE NOT SUFFICIENTLY IMPLEMENTED AND ENFORCED IN CERTAIN CIRCUMSTANCES WHEN REGISTRANT HAD AN EMPLOYEE SERVING ON THE BOARD OF DIRECTORS OF A…Final$1.0M

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