QUANTITATIVE EQUITY STRATEGIES, LLC

QUANTITATIVE EQUITY STRATEGIES, LLC of HIGHLANDS RANCH, CO is an SEC-registered investment adviser (CRD 130097). Regulatory assets under management: $17.8M.

Registration

CRD: 130097
SEC file number: 801-63531
Type: Registered investment adviser
Location: 8822 S RIDGELINE BLVD., SUITE #220, HIGHLANDS RANCH, CO, 80129
Phone: 303-471-0244
Latest filing: 2014-05-21
Regulatory AUM: $17.8M
Discretionary AUM: $17.8M
Clients: 1
Accounts: 1

Officers, owners & control persons (5)

Name	Role	Location
WARWICK BENJAMIN TROY	CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER; MANAGING MEMBER / CHIEF INVESTMENT OFFICER / CHIEF COMPLIANCE OFFICER; MANAGING MEMBER/OWNER/CHIEF INVESTMENT OFFICER (+2 more)	—
LEAVITT CHADWICK TIMOTHY	CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER	—
REVY MICHAEL ERICH	OWNER/SENIOR CREDIT ANALYST	—
LEIGH JOSEPH WILLIAM	CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER/CONTROLLER	—
WORTMAN WILLIAM CLAUDE	20% OWNER	—

Private funds (1)

Fund	Type	Formed	Owners	Gross asset value	Min investment
SOVEREIGN LEE HYBRID FUND, LP	Hedge Fund	—	45	$17.8M	$1.0M

Fund service providers (1)

administrator: ALPS FUNDS SERVICES

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