WINTON CAPITAL MANAGEMENT LTD.

WINTON CAPITAL MANAGEMENT LTD. of LONDON is an SEC-registered investment adviser (CRD 130566). Regulatory assets under management: $11.7B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: High net worth, Pooled vehicles, Investment cos.

Officers, owners & control persons (32)

Showing 25 of 32 people.

NameRoleLocation
PATEL JOSEPH RAJEEVCOO, DIRECTOR; DIRECTORLONDON, X0
Amy Brigid Ann RentoulDIRECTOR; DIRECTOR, GENERAL COUNSELLondon, X0
David Winton HardingDIRECTOR, EXECUTIVE CHAIR; DIRECTOR, SHAREHOLDER
Nicholas James SaundersDIRECTOR, CHIEF OPERATING OFFICER
Adam Peter WaghornCHIEF COMPLIANCE OFFICER
Simon JudesCHIEF INVESTMENT OFFICER; CO-CHIEF INVESTMENT OFFICER
Alexandra Caroline OpenshawGENERAL COUNSEL
Carsten Joerg SchmitzCO-CHIEF INVESTMENT OFFICER
SULLIVAN TODD DAVIDNON-EXECUTIVE DIRECTOR
HUNT JOHNNON-EXECUTIVE DIRECTOR
AITKEN ROBERT NICHOLAS REIDCHIEF COMPLIANCE OFFICER
HARDING DAVID WINTONCEO; CEO, FOUNDER AND CHAIRMAN; CHIEF EXECUTIVE OFFICER (+5 more)
DANIELL ANTHONY HAMILTONCEO, DIRECTOR; NON-EXECUTIVE CHAIRMAN
BEDDALL MATTHEW DAVIDCIO, DIRECTOR; DIRECTOR
WATSON NICOLA LOUISECHIEF COMPLIANCE OFFICER; CHIEF GROUP RISK OFFICER
DAWSON JEREMY ALAN COURTENAYCFO
MURGIAN AMALNON-EXECUTIVE DIRECTOR
FENNER-LEITAO TONY DAVIDCEO, DIRECTOR
DAWSON SANDRA JUNE NOBLENON-EXECUTIVE DIRECTOR
SHARP ISOBEL NICOLNON-EXECUTIVE DIRECTOR
RENTOUL AMY BRIGID ANNDIRECTOR; GENERAL COUNSEL, DIRECTOR
MALHOTRA NICOLA LOUISECHIEF GROUP RISK OFFICER; CHIEF RISK AND COMPLIANCE OFFICER
BASTOW ANDREW NEWMANGENERAL COUNSEL, DIRECTOR
MOSS ANDREW JAMESDIRECTOR
Saunders Nicholas JamesCHIEF OPERATING OFFICER; DIRECTOR, CHIEF OPERATING OFFICER

Disclosures (7)

InitiatedTypeAllegationsStatusAmount
2020-09-30regulatoryWINTON CAPITAL MANAGEMENT LIMITED FILED A SHORT SELLING NOTIFICATION WITH THE THE DANISH FINANCIAL SUPERVISORY AUTHORITY ON 12 JULY 2019. HOWEVER, DUE TO A ROUNDING ERROR, THE SHORT SELLING NOTIFICATION WAS REPORTED AS A POSITION OF 0.2% RATHER THAN 0.19% RESULTING IN AN ERRONEOUS NOTIFICATION.Final

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