NFSG CORPORATION

NFSG CORPORATION of BOCA RATON, FL is an SEC-registered investment adviser (CRD 130814). Regulatory assets under management: $1.1B.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed, Other.

Clients served: Individuals, High net worth, Pooled vehicles, Charities.

Officers, owners & control persons (29)

Showing 25 of 29 people.

NameRoleLocation
Guy Steven AmicoSHAREHOLDER
Scott Howard GoldsteinSHAREHOLDER
Thomas Joseph CasolaroCO-CEO & CHAIRMAN
Henry C DuquesSHAREHOLDER
Robert Pendelton SpitlerCO-CEO/FINOP/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER; CO-CEO/FINOP/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER
Richard Wayne SlavikCHIEF COMPLIANCE OFFICER
BROWN ANTHONY KENNETHSECRETARY
ABRAMS BRUCE ROBERTCHIEF COMPLIANCE OFFICER; GENERAL COUNSEL; GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER
MOORE LESLIEANNECHIEF COMPLIANCE OFFICER
NEWTON JAMES TODDPRESIDENT CO-CEO
AMICO GUY STEVENOWNER; SHAREHOLDER
GOLDSTEIN SCOTT HOWARDOWNER; SHAREHOLDER
CURTIS BRIAN GERARDCHIEF COMPLIANCE OFFICER
SPITLER ROBERT PENDLETONCHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER & PRESIDENT; PRESIDENT AND CFO
CASOLARO THOMAS JOSEPHCEO; CHAIRMAN & PRESIDENT; CO-CEO & CHAIRMAN
BERNADINO MICHAEL ROBERTCHIEF COMPLIANCE OFFICER
PHELPS CHRISTOPHER LEEOWNER; SHAREHOLDER
BUSH ROBIN FRANCHIEF COMPLIANCE OFFICER
LEVIN ALAN BRUCECHIEF FINANCIAL OFFICER
SOKOLOW LEONARD JAYCEO
DEAVER GREGORY ALEXANDERCHIEF COMPLIANCE OFFICER
SLAVINSKY CHARLES JOSEPHCHIEF COMPLIANCE OFFICER
LICHTMAN ALAN DAVIDCHIEF COMPLIANCE OFFICER
DUQUES HENRY CSHAREHOLDER
BASHAW TYLER THOMASCHIEF COMPLIANCE OFFICER

Disclosures (24)

InitiatedTypeAllegationsStatusAmount
regulatory

Branch offices (21)

Showing 15 of 21 offices.

CityStateEmployeesPhone
CHICAGOIL3312-629-7624
MONTVALENJ2845-371-0101
THE VILLAGESFL2352-391-9934
MONTVALENJ2845-371-0101
BELMONTNC1704-413-4073
ELIZABETHNJ1908-875-9648
15001-999-0429
NEW YORKNY1646-389-2845
MONUMENTCO17194877277
1973-548-8044
LITTLE SILVERNJ1201-417-6724
BELMONTNC1704-413-4073
ELIZABETHNJ1908-875-9648
15001-999-0429
NEW YORKNY1646-389-2845

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