NFSG CORPORATION of BOCA RATON, FL is an SEC-registered investment adviser (CRD 130814). Regulatory assets under management: $1.1B.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
Showing 25 of 29 people.
| Name | Role | Location |
|---|---|---|
| Guy Steven Amico | SHAREHOLDER | — |
| Scott Howard Goldstein | SHAREHOLDER | — |
| Thomas Joseph Casolaro | CO-CEO & CHAIRMAN | — |
| Henry C Duques | SHAREHOLDER | — |
| Robert Pendelton Spitler | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER; CO-CEO/FINOP/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | — |
| Richard Wayne Slavik | CHIEF COMPLIANCE OFFICER | — |
| BROWN ANTHONY KENNETH | SECRETARY | — |
| ABRAMS BRUCE ROBERT | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL; GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | — |
| MOORE LESLIEANNE | CHIEF COMPLIANCE OFFICER | — |
| NEWTON JAMES TODD | PRESIDENT CO-CEO | — |
| AMICO GUY STEVEN | OWNER; SHAREHOLDER | — |
| GOLDSTEIN SCOTT HOWARD | OWNER; SHAREHOLDER | — |
| CURTIS BRIAN GERARD | CHIEF COMPLIANCE OFFICER | — |
| SPITLER ROBERT PENDLETON | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER & PRESIDENT; PRESIDENT AND CFO | — |
| CASOLARO THOMAS JOSEPH | CEO; CHAIRMAN & PRESIDENT; CO-CEO & CHAIRMAN | — |
| BERNADINO MICHAEL ROBERT | CHIEF COMPLIANCE OFFICER | — |
| PHELPS CHRISTOPHER LEE | OWNER; SHAREHOLDER | — |
| BUSH ROBIN FRAN | CHIEF COMPLIANCE OFFICER | — |
| LEVIN ALAN BRUCE | CHIEF FINANCIAL OFFICER | — |
| SOKOLOW LEONARD JAY | CEO | — |
| DEAVER GREGORY ALEXANDER | CHIEF COMPLIANCE OFFICER | — |
| SLAVINSKY CHARLES JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| LICHTMAN ALAN DAVID | CHIEF COMPLIANCE OFFICER | — |
| DUQUES HENRY C | SHAREHOLDER | — |
| BASHAW TYLER THOMAS | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |