CAPITAL FINANCIAL MANAGEMENT
CAPITAL FINANCIAL MANAGEMENT of SAN DIEGO, CA is an SEC-registered investment adviser (CRD 130841). Regulatory assets under management: $69.7M.
Registration
- CRD: 130841
- SEC file number: 801-62915
- Type: Registered investment adviser
- Location: 2221 CAMINO DEL RIO SOUTH, SAN DIEGO, CA, 92108-3718
- Phone: 619-295-4883
- Latest filing: 2026-03-30
- Regulatory AUM: $69.7M
- Discretionary AUM: $35.3M
- Non-discretionary AUM: $34.4M
- Clients: 4
- Accounts: 333
Business model
Compensation: % of AUM, Hourly, Fixed, Commissions.
Clients served: Individuals, High net worth, Pensions.
Officers, owners & control persons (1)
| Name | Role | Location |
|---|
| SHELDON KIRK ROY | SOLE PROPRIETOR; SOLE PROPRIETOR, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | — |
More on this firm