NORTHBROOK FINANCIAL GROUP, LLC

NORTHBROOK FINANCIAL GROUP, LLC of AUBURN, CA is an SEC-registered investment adviser (CRD 130864). Regulatory assets under management: $15.0M.

Registration

• CRD: 130864
• Type: Registered investment adviser
• Location: 1010 RACQUET CLUB DRIVE, AUBURN, CA, 95603
• Phone: 530-889-0400
• Latest filing: 2026-01-12
• Regulatory AUM: $15.0M
• Discretionary AUM: $15.0M
• Clients: 1
• Accounts: 21

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 130864 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search