HERITAGE FINANCIAL SOLUTIONS, LLC of DODGE CITY, KS is an SEC-registered investment adviser (CRD 131008). Regulatory assets under management: $103.1M.
Compensation: % of AUM.
Clients served: Individuals, High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| COOK LARRY CURTIS | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER; MEMBER | — |
| SMOLL ELWOOD KENT | MEMBER | — |
| BANNING CAROLYN ROSE | MEMBER | — |
| WALLIS AMBER LEE | CHIEF COMPLIANCE OFFICER | — |