PROSPECT CAPITAL MANAGEMENT L.P. of WEST PALM BEACH, FL is an SEC-registered investment adviser (CRD 131018). Regulatory assets under management: $6.6B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Russell Lawrence Wininger | CHIEF COMPLIANCE OFFICER | — |
| John Francis Barry | CEO | — |
| Patricia Lynn Blackman | DEPUTY COMPLIANCE OFFICER | — |
| BARRY DANIEL FRANCIS | CEO | — |
| VASTARDIS WILLIAM EPAMIN | CHIEF COMPLIANCE OFFICER | — |
| BECKER DARIA | CHIEF COMPLIANCE OFFICER | — |
| BLACKMAN PATRICIA LYNN | CO-C. COMPLIANCE OFFICER; DEPUTY COMPLIANCE OFFICER | — |
| Li Jonathan Jung-hsi | CHIEF COMPLIANCE OFFICER | — |
| WININGER RUSSELL LAWRENCE | CHIEF COMPLIANCE OFFICER | — |