| HAGENBUCH RODNEY D | PRINCIPAL | — |
| BANERJEE DEBASISH | CHIEF COMPLIANCE OFFICER; FINOP | — |
| WHITE ALAN B | CHIEF OPERATING OFFICER | — |
| EVANS DENISE MARIE | CHIEF COMPLIANCE OFFICER | — |
| SACCENTE CHRISTINE ELIZABETH | CCO | — |
| STONNINGTON NICHOLAS HENRY H | MANAGING MEMBER, PRINCIPAL; PRESIDENT; PRESIDENT, CEO (+3 more) | — |
| MANN SHEEL KAMAL | PRINCIPAL, CCO; PRINCIPAL, CHIEF COMPLIANCE OFFICER | — |
| SMITH BRUCE JOHN | CHIEF COMPLIANCE OFFICER | — |
| SOOS ATTILA | FINOP; FINOP AND AMLCO | — |
| YUNG JOHN CHI WAI | CHIEF COMPLIANCE OFFICER, SROP/CROP, HEAD TRADER | — |
| PAI JASON HYUNG | CHIEF COMPLIANCE OFFICER; VP OF INVESTMENT OPERATIONS | — |
| NEWSOM DAVID | COO; COO, CCO | — |
| HEBRON ARLENE DOMINGO | CFO; DIRECTOR OF ADMIN. | — |
| IMES BRENDA DOROTHY | CHIEF COMPLIANCE OFFICER | — |
| MCGUIGAN BRIAN WILLIAM | CHIEF COMPLIANCE OFFICER; PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | — |
| STONNINGTON NICHOLAS HENRY | CCO; MANAGING MEMBER; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |