CAROLINA WEALTH MANAGEMENT, INC.

CAROLINA WEALTH MANAGEMENT, INC. of GREENVILLE, NC is an SEC-registered investment adviser (CRD 131393). Regulatory assets under management: $798.5M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Corporations.

Officers, owners & control persons (11)

NameRoleLocation
David Ronald DammCHIEF EXECUTIVE OFFICER
Derek Sanderson PszennyPRESIDENT, CHIEF COMPLIANCE OFFICER
David Walter SilverOWNER
BURR KATHRYN KEIASSITANT COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER
DAMM DAVID RONALDCHIEF EXECUTIVE OFFICER
PSZENNY DEREK SANDERSONPRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER
SILVER DAVID WALTEROWNER; OWNER, CHIEF COMPLIANCE OFFICER
BERRY DENNIS ROBERTOWNER
SILVER DAVID WOWNER
BERRY DENNIS ROWNER
KEI KATHRYN SUZANNECHIEF COMPLIANCE OFFICER

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