NXG INVESTMENT MANAGEMENT of DALLAS, TX is an SEC-registered investment adviser (CRD 131517). Regulatory assets under management: $1.8B.
Compensation: % of AUM, Performance.
Clients served: High net worth, Investment cos.
| Name | Role | Location |
|---|---|---|
| Nelson Robert | CHIEF FINANCIAL OFFICER | Shreveport, LA |
| Jerry Vane Swank | LIMITED PARTNER; MANAGING MEMBER | — |
| Blake Robert Nelson | CHIEF FINANCIAL OFFICER; MANAGING MEMBER | — |
| John Marshall Musgrave | MANAGING MEMBER; PRESIDENT AND CEO (10/2023) MANAGING PARTNER (12/2022) AND CO-CHIEF INVESTMENT OFFICER (09/2019) | — |
| Todd William Sunderland | CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER; MANAGING MEMBER | — |
| Brad Benjamin Mead | CHIEF COMPLIANCE OFFICER | — |
| GALLAGHER CONOR PATRICK | LIMITED PARTNER | — |
| ALBAN JOHN HOWARD | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER; CHIEF EXECUTIVE OFFICER (AS OF 1/2019) AND CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER (+1 more) | — |
| MINCES MICHAEL | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | — |
| ENGELSMAN JEFFREY ALAN | CHIEF COMPLIANCE OFFICER | — |
| FORDYCE MARK WILLIAM | CHIEF FINANCIAL OFFICER | — |
| CALABRO MATHEW JOHN | CHIEF COMPLIANCE OFFICER | — |
| SWANK JERRY VANE | LIMITED PARTNER; LIMITED PARTNER/CCO; MANAGER (+1 more) | — |
| CUTLER JOHN WEBSTER | CCO; CHIEF COMPLIANCE OFFICER | — |
| TOUDOUZE ELIZABETH FRENCH | LIMITED PARTNER | — |
| SPEARS DANIEL LEONARD | LIMITED PARTNER | — |
| FERGUSON GORDON PAUL | LIMITED PARTNER | — |
| GREENBERG BARRY Y | CHIEF COMPLIANCE OFFICER | — |
| SUNDERLAND TODD WILLIAM | CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER | — |
| WENK MATTHEW DAVID | CHIEF FINANCIAL OFFICER | — |
| MUSGRAVE JOHN MARSHALL | CO-CHIEF INVESTMENT OFFICER; MANAGING PARTNER (12/2022) AND CO-CHIEF INVESTMENT OFFICER; PRESIDENT AND CEO (10/2023) MANAGING PARTNER (12/2022) AND CO-CHIEF INVESTMENT OFFICER (09/2019) | — |
| KUMAR SAKET | CO-CHIEF INVESTMENT OFFICER; MANAGING PARTNER (12/2022) AND CO-CHIEF INVESTMENT OFFICER | — |
| RHODES MARK EDWARD | PRESIDENT AND CEO | — |
| MEAD BRAD BENJAMIN | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-09-14 | regulatory | ON AUGUST 28, 2018, CUSHING ASSET MANAGEMENT, LP ("CUSHING") ENTERED INTO A SETTLEMENT WITH THE SECURITIES AND EXCHANGE COMMISSION ("SEC"), WHICH RESULTED IN AN ORDER ISSUED BY THE SEC. THE ORDER RESOLVES THE SEC'S ALLEGATIONS THAT CUSHING CAUSED ITS CLIENT'S VIOLATIONS OF SECTION 17(A) OF THE INVES… | Final | $100K |