ENGELSMAN JEFFREY ALAN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ENGELSMAN JEFFREY ALAN appears on 13 filing roles across Form ADV (13).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | STRATOS WEALTH ADVISORS LLC | CHIEF COMPLIANCE OFFICER | BEACHWOOD, OH |
| — | Form ADV | STRATOS WEALTH PARTNERS, LTD | CHIEF COMPLIANCE OFFICER | BEACHWOOD, OH |
| — | Form ADV | TCW INVESTMENT MANAGEMENT COMPANY LLC | GLOBAL CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | TCW ASSET MANAGEMENT COMPANY LLC | GLOBAL CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | METROPOLITAN WEST ASSET MANAGEMENT LLC | GLOBAL CHIEF COMPLIANCE OFFICER, ELECTED MEMBER | LOS ANGELES, CA |
| — | Form ADV | SEPULVEDA MANAGEMENT LLC | GLOBAL CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | STRATOS INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER, NON-MEMBER | BEACHWOOD, OH |
| — | Form ADV | NXG INVESTMENT MANAGEMENT | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | 272 CAPITAL LP | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | WEST GATE ADVISORS, LLC | GLOBAL CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | INVESTMENT COMPANY CAPITAL CORP. | ASSISTANT SECRETARY | NEW YORK, NY |
| — | Form ADV | TCW SPECIAL SITUATIONS, LLC | GLOBAL CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | TCW DISTRESSED MANAGEMENT CO, LLC | GLOBAL CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |