NUMERIC INVESTORS LLC of BOSTON, MA is an SEC-registered investment adviser (CRD 131684). Regulatory assets under management: $94.4B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance, Other.
Clients served: Pooled vehicles, Investment cos, Other.
Showing 25 of 42 people.
| Name | Role | Location |
|---|---|---|
| Nadine Nmn Le Gall | CHIEF COMPLIANCE OFFICER | — |
| Gregory Carl Bond | PRESIDENT; PRESIDENT & CHIEF EXECUTIVE OFFICER | — |
| Daniel Mark Taylor | CHIEF INVESTMENT OFFICER; VICE PRESIDENT & CHIEF INVESTMENT OFFICER | — |
| Heidi Ganina Roderick | VICE PRESIDENT & CHIEF OPERATING OFFICER | — |
| Chen Nmn Yang | SECRETARY | — |
| EVEN MICHAEL NMN | CHAIRMAN; CHIEF EXECUTIVE OFFICER & DIRECTOR; PRESIDENT & CHIEF EXECUTIVE OFFICER (+1 more) | — |
| SMITH MATTHEW MICHAEL | CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | — |
| WHEELER LANGDON BLEEKER | CHAIRMAN OF BOARD OF DIRECTORS; CHIEF INVESTMENT OFFICER, CHAIRMAN OF BOARD OF DIRECTORS; MANAGING DIRECTOR, CHIEF STRATEGIST, CHAIRMAN OF BOARD OF DIRECTORS (+1 more) | — |
| JOUMAS RAYMOND JOSEPH | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR; MANAGING DIRECTOR & CFO, CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR & CFO, CHIEF COMPLIANCE OFFICER, DIRECTOR | — |
| WILSON MICHAEL ARTHUR | DIRECTOR | — |
| MCLANE PETER ANDREWS | DIRECTOR | — |
| CARMAN PETER | DIRECTOR | — |
| TAYLOR ROBERT MARK | CHIEF INVESTMENT OFFICER | — |
| FURDAK ROBERT EDWARD | CHIEF INVESTMENT OFFICER & HEAD OF PORTFOLIO MANAGEMENT; CO-CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER, DIRECTOR | — |
| HANNA RICK | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| EISNOR KRISTINA INGRID | CHIEF COMPLIANCE OFFICER | — |
| LOCKWOOD HOLLY KRYSTYN | CONTROLLER; DIRECTOR OF FINANCE | — |
| ROMAN EMMANUEL | DIRECTOR | — |
| LE FUR GUILLAUME NMN | CHIEF COMPLIANCE OFFICER; HEAD OF COMPLIANCE AMERICAS | — |
| PUCHTLER SHANTA ARMSTRONG | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR; CHIEF INVESTMENT OFFICER, DIRECTOR OF RESEARCH (+3 more) | — |
| YANG DOOHYEON NMN | SECRETARY | — |
| KAJEE SHIRAZ YOUNUS | TREASURER | — |
| HANNA ROBERT RICHARD | VICE PRESIDENT & CHIEF FINANCIAL OFFICER | — |
| KUCKELMAN SOLOMON EDMUND | SECRETARY | — |
| RATTRAY SANDY CAMPBELL | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-02-12 | regulatory | ON APRIL 7, 2021, MAN GROUP PLC ("MAN"), AN ADVISORY AFFILIATE OF NUMERIC INVESTORS LLC ("NUMERIC") BASED IN LONDON, UK, AGREED TO PAY A FINE OF EURO 240,000 TO THE COMISION NACIONAL DEL MERCADO DE VALORES (THE "CNMV"), PURSUANT TO A SETTLED RESOLUTION, IN CONNECTION WITH THE CNMV'S FINDINGS THAT MA… | Final | — |