TSP CAPITAL MANAGEMENT GROUP, LLC of SUMMIT, NJ is an SEC-registered investment adviser (CRD 131889). Regulatory assets under management: $553.3M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Performance.
Clients served: High net worth, Pooled vehicles, Other.
| Name | Role | Location |
|---|---|---|
| Thomas Stanley Paluck | PRESIDENT AND SENIOR PORTFOLIO MANAGER | Summit, NJ |
| Barbara Jermak Klepper | CHIEF COMPLIANCE OFFICER | — |
| PALUCK THOMAS STANLEY | MEMBER; PRESIDENT AND SENIOR PORTFOLIO MANAGER | — |
| KLEPPER BARBARA JERMAK | CHIEF COMPLIANCE OFFICER | — |
| WOLFFE RICHARD CALDWELL | SENIOR PORTFOLIO MANAGER | — |
| WOLFFE RICHARD C | SENIOR PORTFOLIO MANAGER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-05-22 | regulatory | WITH RESPECT TO THE CAMEROON FUND, TSP RELIED ON THE AUDITED FINANCIALS ALTERNATIVE TO ATTEMPT TO COMPLY WITH THE CUSTODY RULE FOR THE YEARS 2014 THROUGH 2018. TSP ATTEMPTED TO ENGAGE A PCAOB REGISTERED FIRM TO AUDIT THE CAMEROON FUND'S ANNUAL FINANCIAL STATEMENTS, BUT DUE TO THE NATURE OF THE AGRIC… | Final | $60K |