SBK FINANCIAL, INC.

SBK FINANCIAL, INC. of RICHMOND, VA is an SEC-registered investment adviser (CRD 132513). Regulatory assets under management: $1.5B.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Charities, Other.

Officers, owners & control persons (15)

NameRoleLocation
Jonathan BaileyPARTNERSanta Barbara, CA
John Kevin KingPRESIDENT
Andrea Lynn BroughtonCHIEF EXECUTIVE OFFICER / PARTNER; CHIEF EXECUTIVE OFFICER / PARTNER (04/2005)
Stephanie Felts StumpfDIRECTOR / PARTNER; DIRECTOR / PARTNER (12/2017)
Claire Elaine CraighillDIRECTOR / PARTNER; DIRECTOR / PARTNER (12/2017)
John Constantine WilliamsSENIOR TAX ADVISOR / PARTNER
Constantine Andrew PelosCHIEF COMPLIANCE OFFICER
WILLIAMS BASIL CONSTANTINESENIOR TAX ADVISOR; SENIOR TAX ADVISOR / PARTNER
KING JOHN KEVINPRESIDENT
SIX CONNIE WILLIAMSONVICE PRESIDENT/TREASURER; VICE PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER
BROUGHTON ANDREA LYNNCHIEF EXECUTIVE OFFICER / PARTNER (04/2005); VICE PRESIDENT/SECRETARY
STUMPF STEPHANIE FELTSCHIEF COMPLIANCE OFFICER; DIRECTOR/CHIEF COMPLIANCE OFFICER; DIRECTOR / CHIEF COMPLIANCE OFFICER / PARTNER (12/2017) (+1 more)
BAILEY JONATHANPARTNER
PELOS CONSTANTINE ANDREWCHIEF COMPLIANCE OFFICER
CRAIGHILL CLAIRE ELAINEDIRECTOR; DIRECTOR / PARTNER (12/2017)

More on this firm