DUKE FINANCIAL SERVICES

DUKE FINANCIAL SERVICES is an SEC-registered investment adviser (CRD 133024). Regulatory assets under management: $13.6M.

Registration

• CRD: 133024
• Type: Registered investment adviser
• Phone: 513-894-6300
• Latest filing: 2026-03-30
• Regulatory AUM: $13.6M
• Discretionary AUM: $13.6M
• Clients: 1
• Accounts: 63

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 133024 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search