BROWN, LISLE/CUMMINGS, INC. of PROVIDENCE, RI is an SEC-registered investment adviser (CRD 1331). Regulatory assets under management: $487.3M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| David Anthony Izzi | PRESIDENT; SECRETARY; TREASURER; CHIEF COMPLIANCE OFFICER | — |
| John Arthur Marginson | VICE PRESIDENT | — |
| Louis George Jr Murphy | VICE PRESIDENT | — |
| Scott Sawyer Lisle | VICE PRESIDENT | — |
| Joseph Hugh Jr Mcginn | VICE PRESIDENT | — |
| Clifford Burrell Jr Tracy | VICE PRESIDENT | — |
| MURPHY DANIEL ANTHONY JR | VICE PRESIDENT | — |
| IZZI DAVID ANTHONY | PRESIDENT; SECRETARY; TREASURER; CHIEF COMPLIANCE OFFICER | — |
| MARGINSON JOHN ARTHUR | VICE PRESIDENT | — |
| LISLE SCOTT SAWYER | VICE PRESIDENT | — |
| MCGINN JOSEPH HUGH JR | VICE PRESIDENT | — |
| TRACY CLIFFORD BURRELL JR | VICE PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |
| — | civil | — | — | — |