SARA-BAY FINANCIAL CORP. of SARASOTA, FL is an SEC-registered investment adviser (CRD 133443). Regulatory assets under management: $396.8M.
Compensation: % of AUM.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Benjamin Michael Hard | PRESIDENT | — |
| Mary Theresa Hettig | CCO | — |
| James Christopher Mills | OFFICER | — |
| HARD BENJAMIN MICHAEL | CCO; PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER (+3 more) | — |
| HALT ESTHER KUZNETZ | VICE PRESIDENT | — |
| HALT ESTHER K | VICE PRESIDENT | — |
| HETTIG MARY THERESA | CCO | — |
| MILLS JAMES CHRISTOPHER | ADVISER; OFFICER | — |
| James Michael Hard | OFFICER | — |