ARAX ADVISORY PARTNERS of NEW YORK, NY is an SEC-registered investment adviser (CRD 133535). Regulatory assets under management: $26.5B.
Compensation: % of AUM, Hourly, Fixed, Performance, Other.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Gerald Haig Ariyan | CHAIRMAN; CHIEF EXECUTIVE OFFICER | New York, NY |
| David Michael King | MANAGING PARTNER | Scottsdale, AZ |
| Michael P Riordan | CHIEF COMPLIANCE OFFICER; MANAGING PARTNER; MEMBER | Sewickley, PA |
| Diego J Galan | CHIEF FINANCIAL OFFICER | — |
| Brian Joseph Durkin | CHIEF COMPLIANCE OFFICER | — |
| James Patrick Fortescue | MANAGING PARTNER | — |
| Patrick Michael Mendenhall | MANAGING PARTNER | — |
| Ryan Patrick Stuart | DIRECTOR OF OPERATIONS | — |
| David Andrew Simon | MEMBER | — |
| Julia Lockhart Simon | MEMBER | — |
| SIMON DAVID ANDREW | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; MANAGING DIRECTOR, 98% OWNER, CHIEF COMPLIANCE OFFICER (+4 more) | — |
| HANDA SUMIT | CHIEF INVESTMENT OFFICER | — |
| ARIYAN GERALD HAIG | CHIEF EXECUTIVE OFFICER | — |
| RIORDAN MICHAEL P | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; MANAGING DIRECTOR, 1% OWNER (+2 more) | — |
| SOUTH PATRICK C | MANAGING DIRECTOR; MANAGING DIRECTOR, 1% OWNER; MEMBER | — |
| GALAN DIEGO J | CHIEF FINANCIAL OFFICER | — |
| Simon Julia | MEMBER | — |
| SIMON JULIA LOCKHART | MEMBER | — |
| Drinan J. Gorney | CHIEF OF LEGAL AND COMPLIANCE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |