SOUND ASSET MANAGEMENT, INC. of BROOKLYN, NY is an SEC-registered investment adviser (CRD 133871). Regulatory assets under management: $6.1M.
| Name | Role | Location |
|---|---|---|
| HELLMERS WILLIAM CHARLES | CCO/COO; CHIEF COMPLIANCE OFFICER/COO | — |
| MAIORANO SERAFINO FRANK | CHIEF EXECUTIVE OFFICER | — |
| WALSH ROBERT FRANCIS | ASSET MANAGER | — |
| MAIORANO JOSEPH CHRISTOPHER | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/PRESIDENT | — |