PROSPECT FINANCIAL GROUP LLC

PROSPECT FINANCIAL GROUP LLC is an SEC-registered investment adviser (CRD 133953). Regulatory assets under management: $204.4M.

Registration

• CRD: 133953
• SEC file number: 801-123732
• Type: Registered investment adviser
• Phone: (703) 852-9673
• Latest filing: 2026-07-14
• Regulatory AUM: $204.4M
• Discretionary AUM: $204.4M
• Clients: 2
• Accounts: 326

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 133953 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search