NICHOLS GROUP LLC

NICHOLS GROUP LLC is an SEC-registered investment adviser (CRD 134513). Regulatory assets under management: $47.2M.

Registration

• CRD: 134513
• Type: Registered investment adviser
• Phone: (714) 356-9596
• Latest filing: 2026-03-30
• Regulatory AUM: $47.2M
• Discretionary AUM: $47.2M
• Clients: 1
• Accounts: 11

Business model

Compensation: % of AUM.

Clients served: High net worth, Pooled vehicles.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 134513 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search