MEMPHIS CAPITAL MANAGEMENT, LLC of MEMPHIS, TN is an SEC-registered investment adviser (CRD 134522). Regulatory assets under management: $268.6M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance, Other.
Clients served: Other.
| Name | Role | Location |
|---|---|---|
| Joel Leigh Banes | MANAGING MEMBER | MEMPHIS, TN |
| Kevin E Bentley | CHIEF COMPLIANCE OFFICER | — |
| BANES JOEL LEIGH | CHIEF MANAGER AND CHIEF COMPLIANCE OFFICER; MANAGING MEMBER; MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| DUNN SHARON JONES | CHIEF COMPLIANCE OFFICER | — |
| BRICENO MARGARET TIVISAY | CHIEF COMPLIANCE OFFICER | — |
| KOCHMAN MICHAEL WARNER | VICE PRESIDENT | — |
| HANOVER JOHN DAVID | PRESIDENT | — |
| BENTLEY KEVIN E | CHIEF COMPLIANCE OFFICER | — |
| INGRAM GEORGE DOUGLAS | MANAGING DIRECTOR FUNDS MANAGEMENT | — |
| Jacob David Munsell | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-05-01 | civil | THE PARTNERSHIP INVESTED IN A TOTAL OF SEVEN (7) USDA LOANS, THREE (3) OF WHICH ULTIMATELY WERE DETERMINED TO BE FRAUDULENT AND WHICH FFF HAD BOUGHT BACK FROM THE PARTNERSHIP. IN THE ACTION, OVERALL RECEIVER ASSERTS A "CLAWBACK" CLAIM IN THE AMOUNT OF APPROXIMATELY $22,647,000, WHICH IS THE AMOUNT P… | Pending | $4.5M |
| 2015-03-26 | regulatory | VIOLATIONS OF THE BROKER-DEALER REGISTRATION PROVISIONS OF THE EXCHANGE ACT BY A TRADING FIRM. | Final | $55K |
| — | civil | — | — | — |