HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC.
HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. of VENTURA, CA is an SEC-registered investment adviser (CRD 134563). Regulatory assets under management: $25.1M.
Registration
- CRD: 134563
- SEC file number: 801-125720
- Type: Registered investment adviser
- Location: 121 N. FIR STREET, SUITE D, VENTURA, CA, 93001
- Phone: 805-648-5300
- Latest filing: 2024-08-26
- Regulatory AUM: $25.1M
- Discretionary AUM: $1.3M
- Non-discretionary AUM: $23.8M
- Clients: 3
- Accounts: 48
Officers, owners & control persons (3)
| Name | Role | Location |
|---|
| HOFFMAN ROSS FLOYD | PRESIDENT/CEO | — |
| ORNELAS CONNIE LOU | CFO | — |
| GRIFFITH JASON DANIEL | CHIEF COMPLIANCE OFFICER & WEALTH ADVISOR | — |
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