KONDO WEALTH ADVISORS, LLC
KONDO WEALTH ADVISORS, LLC of PASADENA, CA is an SEC-registered investment adviser (CRD 134998). Regulatory assets under management: $137.7M.
Registration
- CRD: 134998
- SEC file number: 801-78518
- Type: Registered investment adviser
- Location: 300 N. LAKE AVE, SUITE 920, PASADENA, CA, 91101
- Phone: 626-449-7783
- Latest filing: 2015-02-06
- Regulatory AUM: $137.7M
- Non-discretionary AUM: $137.7M
- Clients: 7
- Accounts: 966
Officers, owners & control persons (2)
| Name | Role | Location |
|---|
| KONDO ALAN TADASHI | MANAGING MEMBER | — |
| DALVI AKEMI KONDO | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
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