QUALIFIED PLAN ADVISORY, LLC

QUALIFIED PLAN ADVISORY, LLC of SANTA ANA, CA is an SEC-registered investment adviser (CRD 135324). Regulatory assets under management: $104.8M.

Registration

• CRD: 135324
• SEC file number: 801-66437
• Type: Registered investment adviser
• Location: 901 W. CIVIC CENTER DR, SANTA ANA, CA, 92703
• Phone: 714-486-4544
• Latest filing: 2026-05-19
• Regulatory AUM: $104.8M
• Discretionary AUM: $10.6M
• Non-discretionary AUM: $94.2M
• Clients: 1
• Accounts: 30

Business model

Compensation: % of AUM, Fixed.

Clients served: High net worth, Pensions.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 135324 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search