KOMPASS FINANCIAL ADVISORS, INC.

KOMPASS FINANCIAL ADVISORS, INC. is an SEC-registered investment adviser (CRD 135401). Regulatory assets under management: $8.9M. This firm reports disciplinary history on Form ADV.

Registration

• CRD: 135401
• Type: Registered investment adviser
• Phone: 888-770-0004
• Latest filing: 2026-04-09
• Regulatory AUM: $8.9M
• Discretionary AUM: $8.9M
• Clients: 1
• Accounts: 20

Business model

Compensation: % of AUM, Other.

Clients served: High net worth, Pensions, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 135401 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search