MCDONALD PARTNERS LLC of CLEVELAND, OH is an SEC-registered investment adviser (CRD 135414). Regulatory assets under management: $1.3B.
Compensation: % of AUM, Fixed, Commissions.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Investment cos.
Showing 25 of 34 people.
| Name | Role | Location |
|---|---|---|
| RITA MANSOUR | OWNER | CLEVELAND, OH |
| Thomas Marion Mcdonald | OWNER | — |
| Arnold Beatty Mcdonald | CEO/CFO/MUNI PRINCIPAL/OWNER; FINANCIAL & OPERATIONS PRINCIPAL | — |
| William Maurice Jr Hegarty | CHIEF INVESTMENT OFFICER | — |
| John Edward Iii Mcardle | OWNER | — |
| Timothy Patrick Norton | OWNER | — |
| Brian Andrew Mcdonald | OWNER | — |
| Jonathan Daniel Hartzler | CHIEF COMPLIANCE OFFICER | — |
| MCDONALD THOMAS MARION | CEO, CHIEF COMPLIANCE OFFICER , OWNER; CEO, OWNER; CEO, OWNER, ROSFP (+4 more) | — |
| BENDER STEVEN CHRISTOPHER | CHIEF FINANCIAL OFFICER/CHIEF OPERATIONS OFFICER; FINANCIAL & OPERATIONS PRINCIPAL | — |
| MORGAN JEANETTE | GSP, MUNICIPAL SECURITIES PRINCIPAL | — |
| RUDOLPH KIMBERLY ANN | DIRECTOR OF FINANCIAL PLANNING SERVICES | — |
| YAKO THOMAS ANTHONY | DIRECTOR OF MANAGED ASSETS; DIRECTOR OF MANAGED ASSETS GROUP | — |
| HARRIS AUDREY LYNN | CHIEF COMPLIANCE OFFICER | — |
| MCDONALD ARNOLD BEATTY | CEO/CFO/MUNICIPAL SECURITIES PRINCIPAL; CEO/CFO/MUNI PRINCIPAL/OWNER; FINANCIAL & OPERATIONS PRINCIPAL (+2 more) | — |
| RAFAT NAIN NEMRY | OWNER | — |
| HEGARTY WILLIAM MAURICE JR | CHIEF INVESTMENT OFFICER | — |
| LIPAJ JOHN CAMERON | CHIEF OPERATING OFFICER | — |
| GARRIDO CHARLES HENRY JR | OWNER | — |
| MANSOUR RITA | OWNER | — |
| MCARDLE DEVON FRANCES | OWNER | — |
| NORTON TIMOTHY PATRICK | OWNER; SENIOR MANAGING DIRECTOR | — |
| LAVELLE CAROL BODENHAMER | CHIEF OPERATING OFFICER | — |
| ROSENTHAL LISA BADER | DIRECTOR OF FINANCIAL PLANNING SERVICES | — |
| MCDONALD BRIAN ANDREW | DIRECTOR OF PRIVATE PLACEMENTS; OWNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-06-22 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO CONDUCT REASONABLE DUE DILIGENCE OF A PRIVATE-PLACEMENT OFFERING. THE FINDINGS STATED THAT THE FIRM AGREED TO CONSIDER BECOMING THE PLACEMENT AGENT FOR A PRIVATE-PLACEMENT OF… | Final | $100K |
| 2021-08-31 | regulatory | THE SECURITIES AND EXCHANGE COMMISSION ("COMMISSION") DEEMS IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS BE, AND HEREBY ARE, INSTITUTED PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933 ("SECURITIES ACT"), SECTION 15(B)(4) OF THE SECURITIES… | Final | $150K |
| 2019-03-22 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO REPORT CERTAIN MUNICIPAL SECURITIES TRANSACTIONS TO THE MSRB'S REAL-TIME TRANSACTION REPORTING SYSTEM (RTRS). THE FINDINGS STATED THAT THE FIRM FAILED TO REPORT BOTH THE PURC… | Final | $23K |
| 2016-06-20 | regulatory | FAILED TO REGISTER IT'S AGENTS AND BRANCH IN THE STATE | Final | $15K |
| 2015-05-20 | regulatory | IN SEPT. 2013 AND JULY 2014, MCDONALD ACTED AS A PLACEMENT AGENT IN CONNECTION WITH 2 SEPARATE CONTINGENT OFFERINGS OF SECURITIES, ISSUED BY COMPANIES AFFILIATED WITH THE FIRM. IN THE FIRST OFFERING, MCDONALD RELEASED INVESTORS' FUNDS FROM ESCROW AFTER HAVING USED AN INTERIM LOAN TO SATISFY A PORTIO… | Final | $50K |