BLOCK CAPITAL LLC
BLOCK CAPITAL LLC is an SEC-registered investment adviser (CRD 135463). Regulatory assets under management: $56.5M.
Registration
- CRD: 135463
- SEC file number: 801-64299
- Type: Registered investment adviser
- Phone: 510-291-4574
- Latest filing: 2006-02-27
- Regulatory AUM: $56.5M
- Discretionary AUM: $55.8M
- Non-discretionary AUM: $638K
- Clients: 1
- Accounts: 105
Officers, owners & control persons (1)
| Name | Role | Location |
|---|
| BLOCK STEPHEN LEE | PRESIDENT, MANAGING MEMBER & CHIEF COMPLIANCE OFFICER; PRESIDENT, MEMBER | — |
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