PHOCAS FINANCIAL CORPORATION of ALAMEDA, CA is an SEC-registered investment adviser (CRD 135470). Regulatory assets under management: $682.7M.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| William Franz Kim Schaff | CEO, CFO AND DIRECTOR; CEO EMERITUS AND ADVISOR | — |
| James Archie Murray | PORTFOLIO MANAGER | — |
| Frances K Chiu | CHIEF COMPLIANCE OFFICER | — |
| Kevin Francis Granger | PRINCIPAL | — |
| Yolanda Waggoner Foreman | CEO; PRESIDENT | — |
| RUBIN KENNETH ALAN | DIRECTOR | — |
| SCHAFF WILLIAM FRANZ KIM | CEO, CFO AND DIRECTOR; CEO, PRESIDENT, CFO AND DIRECTOR; CEO, PRESIDENT, CFO, CHIEF COMPLIANCE OFFICER AND DIRECTOR | — |
| MURRAY JAMES ARCHIE | ASSISTANT PORTFOLIO MANAGER; PORTFOLIO MANAGER; PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER (+1 more) | — |
| SCHAFF CYNTHIA | DIRECTOR | — |
| BLOCK STEPHEN LEE | PORTFOLIO MANAGER | — |
| CHIU FRANCES K | CHIEF COMPLIANCE OFFICER | — |
| CHIU FRANCES | CHIEF COMPLIANCE OFFICER | — |
| JONES HAROLD EDWIN | CHIEF COMPLIANCE OFFICER | — |
| FOREMAN YOLANDA WAGGONER | PRESIDENT | — |
| GRANGER KEVIN FRANCIS | PORTOFLIO MANAGER; PRINCIPAL | — |
| Frances K. Chiu | CHIEF COMPLIANCE OFFICER | — |
| Justin Moore Wallace | PORTFOLIO MANAGER | — |