CHIU FRANCES K appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CHIU FRANCES K appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | PHOCAS FINANCIAL CORPORATION | CHIEF COMPLIANCE OFFICER | ALAMEDA, CA |
| — | Form ADV | ASHFIELD & CO INC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | ASHFIELD CAPITAL PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |