AL LOCY FINANCIAL SERVICES LLC

AL LOCY FINANCIAL SERVICES LLC of LODI, CA is an SEC-registered investment adviser (CRD 135869). Regulatory assets under management: $21.5M.

Registration

• CRD: 135869
• Type: Registered investment adviser
• Location: 1300 W LODI AVE, LODI, CA, 95242
• Phone: 209-334-3999
• Latest filing: 2024-02-14
• Regulatory AUM: $21.5M
• Discretionary AUM: $21.5M
• Clients: 1
• Accounts: 215

Business model

Compensation: % of AUM.

Clients served: High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 135869 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search