RICHEY ADVISORS, INC.
RICHEY ADVISORS, INC. of FULLERTON, CA is an SEC-registered investment adviser (CRD 136005). Regulatory assets under management: $69.2M.
Registration
- CRD: 136005
- SEC file number: 801-67100
- Type: Registered investment adviser
- Location: 110 E. WILSHIRE AVE., STE. 307, FULLERTON, CA, 92832-1959
- Phone: 714-449-9696
- Latest filing: 2012-06-21
- Regulatory AUM: $69.2M
- Discretionary AUM: $69.2M
- Clients: 1
- Accounts: 465
Officers, owners & control persons (2)
| Name | Role | Location |
|---|
| RICHEY J HUGH | PRESIDENT | — |
| RIPLEY JAMES PATRICK | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT OF OPERATIONS | — |
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