FIVE ARROWS MANAGERS NORTH AMERICA LLC

FIVE ARROWS MANAGERS NORTH AMERICA LLC of MANHATTAN BEACH, CA is an SEC-registered investment adviser (CRD 136191). Regulatory assets under management: $3.4B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Pooled vehicles, Investment cos, Other.

Officers, owners & control persons (24)

NameRoleLocation
Mitchell LeeDIRECTORTukwila, WA
Mitchell Brendon LeeDIRECTORNorth Bend, WA
Cynthia LopezSENIOR COMPLIANCE OFFICER—
Michael Davitt ClancyDIRECTOR—
Kelly M HenryCHIEF COMPLIANCE OFFICER—
Michael Dale HatleySENIOR ADVISER—
Heidimarie Eleonore SkorDIRECTOR—
Ryan Joseph WhiteDIRECTOR—
DUBCHANSKY SCOTT BRIANDIRECTOR—
HOLLANDER RICHARD SCOTTDIRECTOR; MEMBER—
SCHWEITZER RICHARD HARLANDIRECTOR—
CAMPBELL MICHAEL JOHNPORTFOLIO MANAGER—
HATLEY MICHAEL DALECHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR; PRESIDENT—
WILCOX GRAYDON WINTERCFO/COO/CCO; CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER (+1 more)—
WOODS MICHAEL JOHNDIRECTOR—
CLANCY MICHAEL DAVITTDIRECTOR—
HATLEY MICHAEL DPRESIDENT—
CARROLL JOHN MURRAYCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, DIRECTOR; DIRECTOR—
HENRY PETER DOUGLAS MCHIEF COMPLIANCE OFFICER—
YEATES PHILIP MARTINDIRECTOR—
SKOR HEIDIMARIE ELEONOREDIRECTOR—
FINES OLIVIERCHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR—
LOPEZ CYNTHIASENIOR COMPLIANCE OFFICER—
RHEE DENNISCHIEF MARKETING OFFICER, MANAGING DIRECTOR—

Disclosures (2)

InitiatedTypeAllegationsStatusAmount
2007-02-12regulatoryN M ROTHSCHILD & SONS LIMITED ("NMR") WAS PUBLICLY CRITICISED BY THE PANEL EXECUTIVE FOR FAILING TO PREVENT BREACHES OF RULES 9.1 AND 7.1 OF THE TAKEOVER CODE IN CONNECTION WITH THE PURCHASE OF SHARES IN PLUSNET ON BEHALF OF BT ON 21 NOVEMBER 2006. NMR WAS FINANCIAL ADVISER TO BT AND FAILED TO ADVIS…Final—

Private funds (11)

FundTypeFormedOwnersGross asset valueMin investment
OCEAN TRAILS CLO XVSecuritized Asset FundCayman Islands1$428.1M$10.0M
OCEAN TRAILS CLO XIVSecuritized Asset FundCayman Islands1$374.9M$10.0M
OCEAN TRAILS CLO XISecuritized Asset FundCayman Islands1$373.8M$10K
OCEAN TRAILS CLO IXSecuritized Asset FundCayman Islands1$352.9M$100K
OCEAN TRAILS CLO 8Securitized Asset FundCayman Islands1$348.1M$10K
OCEAN TRAILS CLO XVISecuritized Asset FundCayman Islands1$336.7M$10.0M
OCEAN TRAILTS CLO XVIISecuritized Asset FundCayman Islands1$335.8M$10.0M
OCEAN TRAILS CLO XIISecuritized Asset FundCayman Islands1$331.7M$10K
OCEAN TRAILS CLO XSecuritized Asset FundCayman Islands1$330.9M$100K
OCEAN TRAILS CLO VIISecuritized Asset FundCayman Islands4$3.0M$100K
OCEAN TRAILS CLO VSecuritized Asset FundCayman Islands2$2.1M$100K

Branch offices (2)

CityStateEmployeesPhone
——1917-520-5297
——1917-520-5297

Fund service providers (2)

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