LD LOWE WEALTH ADVISORY of RICHARDSON, TX is an SEC-registered investment adviser (CRD 136596). Regulatory assets under management: $118.8M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions, Other.
| Name | Role | Location |
|---|---|---|
| Molly Renee Mccarthy | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER AND AML OFFICER | — |
| Taylor Nicole Brewer | CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER (CCO AS OF 5/2023) | — |
| GOLDBERG SHARON MARLA | CHIEF COMPLIANCE OFFICER | — |
| LOWE LLOYD DANIEL | PRESIDENT; PRESIDENT AND CHIEF EXECUTIVE OFFICER; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| LOWE LUCINDA ANN | VICE PRESIDENT | — |
| BONAR ETHAN ARROW | CHIEF COMPLIANCE OFFICER | — |
| PANTUSO WILLIAM M | CCO | — |
| BREWER WILLIAM SHANE | LEAD WEALTH ADVISOR | — |
| PANTUSO WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| Brewer Taylor Nicole | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER (CCO AS OF 5/2023) | — |
| Chastant Lauren | CHIEF COMPLIANCE OFFICER | — |
| BREWER WILLIAM KELLY | CHIEF INFORMATION SECURITY OFFICER, SECRETARY | — |
| MCCARTHY MOLLY RENEE | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND SENIOR MANAGER | — |