DW FINANCIAL INC

DW FINANCIAL INC of ANAHEIM, CA is an SEC-registered investment adviser (CRD 136882). Regulatory assets under management: $48.0M.

Registration

• CRD: 136882
• Type: Registered investment adviser
• Location: 1230 N JEFFERSON, ANAHEIM, CA, 92807
• Phone: 714-632-0500
• Latest filing: 2026-05-26
• Regulatory AUM: $48.0M
• Discretionary AUM: $48.0M
• Clients: 3
• Accounts: 103

Business model

Compensation: Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 136882 on SEC IAPD (source of record)
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